Financial Services

All items related to Financial Services Industry

  • Financial Organisations: Enhance Your Regulatory Compliance Programme56:52

    Financial Organisations: Enhance Your Regulatory Compliance Programme

    An often complex, costly, and time-consuming process, regulatory compliance remains complicated for many financial services organisations.

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  • Challenge Status-Quo: Best-Practices to Elevate your Internal Control Programme53:49

    Challenge Status-Quo: Best-Practices to Elevate your Internal Control Programme

    Watch this webinar in which Mark Bookatz, Senior Vice President of Sales & Andrew Bissett, Head of Advisory Services at SAI Global, discuss how to build advanced and agile internal control practices.

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  • ICO Strikes Again, Slapping Marriott With £99m Fine Over GDPR Breach

    ICO Strikes Again, Slapping Marriott With £99m Fine Over GDPR Breach

    US hotel group Marriott International becomes second firm in a week to be slapped with massive GDPR fine from the UK’s Information Commissioner’s Office (ICO).

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  • UK Regulator Flexes GDPR Muscles With Record £183m fine for British Airways

    UK Regulator Flexes GDPR Muscles With Record £183m fine for British Airways

    The time to ‘wait and see’ on GDPR is over for UK firms as Information Commissioner’s Office (ICO) sets the bar with landmark fine for 2018 British Airways data theft.

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  • Bumper Surge in Cyber Incidents at UK Financial Services Firms Reported

    Bumper Surge in Cyber Incidents at UK Financial Services Firms Reported

    New data reveals cyber security incidents reported to UK financial regulatory body rocketed in 2018.

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  • SAI Global Completes Acquisition of BWise® from Nasdaq

    SAI Global Completes Acquisition of BWise® from Nasdaq

    Acquisition creates one of the largest risk management software and ethics learning businesses changing the Integrated Risk Management (IRM) industry landscape

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  • Regulatory Update – Banking Royal Commission, Unfair Contract Terms and Misleading Advertising

    Regulatory Update – Banking Royal Commission, Unfair Contract Terms and Misleading Advertising

    Learn more about the far-reaching affects of Commissioner Hayne's Royal Commission Final Report, Unfair Contract Terms (UCTs) and how regulators are coming down heavy on misleading advertising.

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  • Brexit-fuelled Uncertainty Sparks Mass Exodus of Financial Firms

    Brexit-fuelled Uncertainty Sparks Mass Exodus of Financial Firms

    As turmoil over Brexit continues, financial institutions are thinking twice about assets in the UK. Learn about the effects of Brexit on the finance industry today.

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  • Discover how our Compliance Risk solution works in Financial Services

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  • Google Feels the Brunt of GDPR Enforcement

    Google Feels the Brunt of GDPR Enforcement

    Google feels the brunt of GDPR enforcement. Discover what exactly Google is being charged with and what they must do to become fully GDPR compliant.

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  • Shining The Light On Compliance Superheroes

    Shining The Light On Compliance Superheroes

    Compliance professionals don’t often get the recognition they deserve. SAI Global shines the light on six compliance professionals at leading organizations.

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  • Modern Employees Force the Evolution of Ethics & Compliance Programs

    Modern Employees Force the Evolution of Ethics & Compliance Programs

    Modern ethics and compliance programs continue to mature and become more sophisticated, evolving beyond a check-the-box activity.

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  • SAI Global Launches SAI360 for Financial Services

    SAI Global Launches SAI360 for Financial Services

    Integrated Risk Management (IRM) software resets time to value expectations for financial services organizations keeping pace with rising digital risk, regulatory pressure and market volatility

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  • CISO in the Hot Seat

    CISO in the Hot Seat

    We sat down with our very own Chief Information Security Officer, Peter Macarthur-King, to chat with him about the world of the modern CISO.

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  • SAI Global Named Top Vendor in GDPR Solution and Services at Cyber Sentinels Security Award 2018

    SAI Global Named Top Vendor in GDPR Solution and Services at Cyber Sentinels Security Award 2018

    SAI Global, a recognized leader of Integrated Risk Management (IRM) solutions, has been presented with The Cyber Sentinels Security Vendor Award 2018 at the GEC Security Symposium.

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  • Transform Governance, Risk and Compliance to Integrated Risk Management

    Transform Governance, Risk and Compliance to Integrated Risk Management

    At the heart of any heart Integrated Risk Management or GRC strategy, what's best for the customer, is what's best for the customer.

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  • Follow in the Footsteps of Four Modern CISOs Gerald Beuchelt

    Follow in the Footsteps of Four Modern CISOs Gerald Beuchelt

    In The Making of the Modern CISO, four leading executives make themselves uniquely vulnerable as they illustrate how their journeys in the cybersecurity domain define them.

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  • Is Your Code of Conduct Worth the Paper It’s Written On?

    Is Your Code of Conduct Worth the Paper It’s Written On?

    Given that there seems to be little or no correlation between the existence of a code of conduct and ethical behavior in the workplace, some compliance professionals are, understandably, beginning...

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  • SAI Global Enables Ethics Anywhere Across Compliance Learning Programs

    SAI Global Enables Ethics Anywhere Across Compliance Learning Programs

    Largest global provider of ethics and compliance (E&C) learning content upgrades all training and communications with mobile first, device-agnostic responsive design

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  • Four Methods to Improve Compliance Program Effectiveness in 2018

    Four Methods to Improve Compliance Program Effectiveness in 2018

    Discover these four methods to improve compliance program effectiveness in 2018 based on our survey respondents. To learn more, click here.

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  • Get a tour of our Compliance Risk solution

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  • Gamification of Ethics and Compliance Program

    Gamification of Ethics and Compliance Program

    Gamification is the technique of applying science and psychology of gaming to non-game experiences - like ethics and compliance learning. Learn the how-tos.

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