Financial Services

All items related to Financial Services Industry

  • How Financial Services Benefits by Integrating Vendor Risk and Business Resilience Programs

    How Financial Services Benefits by Integrating Vendor Risk and Business Resilience Programs

    This paper is a road map to integrate vendor and business continuity disciplines in financial services by aligning technological advances and best practices with evolving risk appetites and tolerance

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  • 3 Innovative Ways to Add Value through Operational Risk Management

    3 Innovative Ways to Add Value through Operational Risk Management

    Operational risk and its supporting software play a critical role in an organization; but how can its activities add value along the way?

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  • Changing the Culture of Australia’s Banks Requires a Movement, Not a Mandate

    Changing the Culture of Australia’s Banks Requires a Movement, Not a Mandate

    The Australian banking sector has a lot on its plate as it recalibrates after a year of scrutiny. Can they pull off transformations– or will we be reading about more bad banking news in the future?

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  • Tactics to Manage Regulatory Change

    Tactics to Manage Regulatory Change

    Overwhelmed by constant regulatory updates? Take a pragmatic approach by leveraging integrated solutions that can improve how you implement new and changing regulations.

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  • Does Compliance Pay its Dividends?

    Does Compliance Pay its Dividends?

    How can organizations keep the cost of compliance under control as regulations increase?

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  • Using Metrics to Manage Regulatory Change

    Using Metrics to Manage Regulatory Change

    How Do Compliance Teams Measure and Monitor Compliance as Regulations Change?

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  • 3 Reasons Implementing Internal Controls in 2020 is Easier Than You Think

    3 Reasons Implementing Internal Controls in 2020 is Easier Than You Think

    Is your internal control program mired in manual tracking processes and vulnerable to aging infrastructure? If so, it’s time to improve oversight of internal controls.

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  • GRC Maturity The What, How, and Why | Webinar by SAI Global-BWise and KPMG58:41

    GRC Maturity The What, How, and Why | Webinar by SAI Global-BWise and KPMG

    With an abundance of information in the marketplace and pressure to pursue agile growth, organizations must first consider what makes sense from a #GRC maturity standpoint to build a sound foundation

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  • Discover how our Compliance Risk solution works in Financial Services

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  • Financial Organizations: Enhance Your Regulatory Compliance Program56:52

    Financial Organizations: Enhance Your Regulatory Compliance Program

    An often complex, costly and time-consuming process, regulatory compliance remains complicated for many financial services organizations. Our experts provide recommendations on best practices.

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  • Challenging the Status-Quo: Best Practices to Elevate your Internal Control Program53:49

    Challenging the Status-Quo: Best Practices to Elevate your Internal Control Program

    SAI Global's experts discuss how to build advanced and agile internal control practices.

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  • SAI Global Completes Acquisition of BWise® from Nasdaq

    SAI Global Completes Acquisition of BWise® from Nasdaq

    Acquisition creates one of the largest risk management software and ethics learning businesses changing the Integrated Risk Management (IRM) industry landscape

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  • ICO Strikes Again, Slapping Marriott With £99m Fine Over GDPR Breach

    ICO Strikes Again, Slapping Marriott With £99m Fine Over GDPR Breach

    US hotel group Marriott International becomes second firm in a week to be slapped with massive GDPR fine from the UK’s Information Commissioner’s Office (ICO).

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  • UK Regulator Flexes GDPR Muscles With Record £183m fine for British Airways

    UK Regulator Flexes GDPR Muscles With Record £183m fine for British Airways

    The time to ‘wait and see’ on GDPR is over for UK firms as Information Commissioner’s Office (ICO) sets the bar with landmark fine for 2018 British Airways data theft.

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  • Bumper Surge in Cyber Incidents at UK Financial Services Firms Reported

    Bumper Surge in Cyber Incidents at UK Financial Services Firms Reported

    New data reveals cyber security incidents reported to UK financial regulatory body rocketed in 2018.

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  • City Bank’s Approach to Enterprise Risk Management

    City Bank’s Approach to Enterprise Risk Management

    Replacing spreadsheets and cumbersome internal processes with an enterprise risk management system helps this financial institution stay current with industry regulations.

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  • Download SAI Global's 2020 catalog of online and offline learning content and training tools, covering 21 risk topics.

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  • Regulatory Update – Banking Royal Commission, Unfair Contract Terms and Misleading Advertising

    Regulatory Update – Banking Royal Commission, Unfair Contract Terms and Misleading Advertising

    Learn more about the far-reaching affects of Commissioner Hayne's Royal Commission Final Report, Unfair Contract Terms (UCTs) and how regulators are coming down heavy on misleading advertising.

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  • Brexit-fuelled Uncertainty Sparks Mass Exodus of Financial Firms

    Brexit-fuelled Uncertainty Sparks Mass Exodus of Financial Firms

    As turmoil over Brexit continues, financial institutions are thinking twice about assets in the UK. Learn about the effects of Brexit on the finance industry today.

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  • Google Feels the Brunt of GDPR Enforcement

    Google Feels the Brunt of GDPR Enforcement

    Google feels the brunt of GDPR enforcement. Discover what exactly Google is being charged with and what they must do to become fully GDPR compliant.

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  • Shining The Light On Compliance Superheroes

    Shining The Light On Compliance Superheroes

    Compliance professionals don’t often get the recognition they deserve. SAI Global shines the light on six compliance professionals at leading organizations.

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  • Get a tour of our Compliance Risk solution

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  • Modern Employees Force the Evolution of Ethics & Compliance Programs

    Modern Employees Force the Evolution of Ethics & Compliance Programs

    Modern ethics and compliance programs continue to mature and become more sophisticated, evolving beyond a check-the-box activity.

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