Financial Services

All items related to Financial Services Industry

  • Using Metrics to Manage Regulatory Change

    Using Metrics to Manage Regulatory Change

    How Do Compliance Teams Measure and Monitor Compliance as Regulations Change?

    Read Now
  • 5 Steps to Build a Powerful Risk and Control Strategy - 10 AM ET (4 PM CET), Jan. 21

    5 Steps to Build a Powerful Risk and Control Strategy - 10 AM ET (4 PM CET), Jan. 21

    Join our webinar in which GRC Pundit, Michael Rasmussen and SAI Global expert, Kathleen Oliveira will present 5 concrete steps to build a powerful risk and control strategy.

    Read Now
  • Financial Organizations: Enhance Your Regulatory Compliance Program56:52

    Financial Organizations: Enhance Your Regulatory Compliance Program

    An often complex, costly and time-consuming process, regulatory compliance remains complicated for many financial services organizations. Our experts provide recommendations on best practices.

    Watch Video
  • Challenging the Status-Quo: Best Practices to Elevate your Internal Control Program53:49

    Challenging the Status-Quo: Best Practices to Elevate your Internal Control Program

    SAI Global's experts discuss how to build advanced and agile internal control practices.

    Watch Video
  • SAI Global Completes Acquisition of BWise® from Nasdaq

    SAI Global Completes Acquisition of BWise® from Nasdaq

    Acquisition creates one of the largest risk management software and ethics learning businesses changing the Integrated Risk Management (IRM) industry landscape

    Read Now
  • ICO Strikes Again, Slapping Marriott With £99m Fine Over GDPR Breach

    ICO Strikes Again, Slapping Marriott With £99m Fine Over GDPR Breach

    US hotel group Marriott International becomes second firm in a week to be slapped with massive GDPR fine from the UK’s Information Commissioner’s Office (ICO).

    Read Now
  • UK Regulator Flexes GDPR Muscles With Record £183m fine for British Airways

    UK Regulator Flexes GDPR Muscles With Record £183m fine for British Airways

    The time to ‘wait and see’ on GDPR is over for UK firms as Information Commissioner’s Office (ICO) sets the bar with landmark fine for 2018 British Airways data theft.

    Read Now
  • Bumper Surge in Cyber Incidents at UK Financial Services Firms Reported

    Bumper Surge in Cyber Incidents at UK Financial Services Firms Reported

    New data reveals cyber security incidents reported to UK financial regulatory body rocketed in 2018.

    Read Now
  • Discover how our Compliance Risk solution works in Financial Services

    LEARN MORE
  • City Bank’s Approach to Enterprise Risk Management

    City Bank’s Approach to Enterprise Risk Management

    Replacing spreadsheets and cumbersome internal processes with an enterprise risk management system helps this financial institution stay current with industry regulations.

    Read Now
  • Regulatory Update – Banking Royal Commission, Unfair Contract Terms and Misleading Advertising

    Regulatory Update – Banking Royal Commission, Unfair Contract Terms and Misleading Advertising

    Learn more about the far-reaching affects of Commissioner Hayne's Royal Commission Final Report, Unfair Contract Terms (UCTs) and how regulators are coming down heavy on misleading advertising.

    Read Now
  • Brexit-fuelled Uncertainty Sparks Mass Exodus of Financial Firms

    Brexit-fuelled Uncertainty Sparks Mass Exodus of Financial Firms

    As turmoil over Brexit continues, financial institutions are thinking twice about assets in the UK. Learn about the effects of Brexit on the finance industry today.

    Read Now
  • Google Feels the Brunt of GDPR Enforcement

    Google Feels the Brunt of GDPR Enforcement

    Google feels the brunt of GDPR enforcement. Discover what exactly Google is being charged with and what they must do to become fully GDPR compliant.

    Read Now
  • Shining The Light On Compliance Superheroes

    Shining The Light On Compliance Superheroes

    Compliance professionals don’t often get the recognition they deserve. SAI Global shines the light on six compliance professionals at leading organizations.

    Read Now
  • Modern Employees Force the Evolution of Ethics & Compliance Programs

    Modern Employees Force the Evolution of Ethics & Compliance Programs

    Modern ethics and compliance programs continue to mature and become more sophisticated, evolving beyond a check-the-box activity.

    Read Now
  • SAI Global Launches SAI360 for Financial Services

    SAI Global Launches SAI360 for Financial Services

    Integrated Risk Management (IRM) software resets time to value expectations for financial services organizations keeping pace with rising digital risk, regulatory pressure and market volatility

    Read Now
  • CISO in the Hot Seat

    CISO in the Hot Seat

    We sat down with our very own Chief Information Security Officer, Peter Macarthur-King, to chat with him about the world of the modern CISO.

    Read Now
  • SAI Global Named Top Vendor in GDPR Solution and Services at Cyber Sentinels Security Award 2018

    SAI Global Named Top Vendor in GDPR Solution and Services at Cyber Sentinels Security Award 2018

    SAI Global, a recognized leader of Integrated Risk Management (IRM) solutions, has been presented with The Cyber Sentinels Security Vendor Award 2018 at the GEC Security Symposium.

    Read Now
  • Transform Governance, Risk and Compliance to Integrated Risk Management

    Transform Governance, Risk and Compliance to Integrated Risk Management

    At the heart of any heart Integrated Risk Management or GRC strategy, what's best for the customer, is what's best for the customer.

    Read Now
  • Follow in the Footsteps of Four Modern CISOs Gerald Beuchelt

    Follow in the Footsteps of Four Modern CISOs Gerald Beuchelt

    In The Making of the Modern CISO, four leading executives make themselves uniquely vulnerable as they illustrate how their journeys in the cybersecurity domain define them.

    Read Now
  • Get a tour of our Compliance Risk solution

    REQUEST A DEMO
  • Is Your Code of Conduct Worth the Paper It’s Written On?

    Is Your Code of Conduct Worth the Paper It’s Written On?

    Given that there seems to be little correlation between the existence of a code of conduct and ethical behavior in the workplace, some compliance professionals ask if it's useful. Let's look closer.

    Read Now
  • loading
    Loading More...