Financial Services
All items related to Financial Services Industry
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Read NowThe Global Impact of BoE's Operational Resilience Deadline for Financial Institutions
UK regulators have set a March 2022 target for banks and financial services organizations to meet business continuity and third-party vendor risk management requirements.
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Read Flipbook
The Changing Regulatory Horizon: 2021 Expectations for Risk & Compliance Managers
Paul Johns discusses the current regulatory landscape and changes ahead for 2021, including a possible UK version of the US’s Sarbanes-Oxley (SOX) legislation.
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Read Whitepaper
How Financial Services Benefits by Integrating Vendor Risk and Business Resilience Programs
This paper is a road map to integrate vendor and business continuity disciplines in financial services by aligning technological advances and best practices with evolving risk appetites and tolerance
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Read Now3 Innovative Ways to Add Value through Operational Risk Management
Operational risk and its supporting software play a critical role in an organization; but how can its activities add value along the way?
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Read NowChanging the Culture of Australia’s Banks Requires a Movement, Not a Mandate
The Australian banking sector has a lot on its plate as it recalibrates after a year of scrutiny. Can they pull off transformations– or will we be reading about more bad banking news in the future?
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Read Now3 Reasons Implementing Internal Controls in 2020 is Easier Than You Think
Is your internal control program mired in manual tracking processes and vulnerable to aging infrastructure? If so, it’s time to improve oversight of internal controls.
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Read NowTactics to Manage Regulatory Change
Overwhelmed by constant regulatory updates? Take a pragmatic approach by leveraging integrated solutions that can improve how you implement new and changing regulations.
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Read NowDoes Compliance Pay its Dividends?
How can organizations keep the cost of compliance under control as regulations increase?
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Discover how our risk management technology helps you manage compliance, from regulatory horizon scanning to policy management.
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Read NowUsing Metrics to Manage Regulatory Change
How Do Compliance Teams Measure and Monitor Compliance as Regulations Change?
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58:41Watch VideoGRC Maturity The What, How, and Why | Webinar by SAI Global-BWise and KPMG
With an abundance of information in the marketplace and pressure to pursue agile growth, organizations must first consider what makes sense from a #GRC maturity standpoint to build a sound foundation
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56:52Watch VideoFinancial Organizations: Enhance Your Regulatory Compliance Program
An often complex, costly and time-consuming process, regulatory compliance remains complicated for many financial services organizations. Our experts provide recommendations on best practices.
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53:49Watch VideoChallenging the Status-Quo: Best Practices to Elevate your Internal Control Program
SAI Global's experts discuss how to build advanced and agile internal control practices.
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Read NowSAI Global Completes Acquisition of BWise® from Nasdaq
Acquisition creates one of the largest risk management software and ethics learning businesses changing the Integrated Risk Management (IRM) industry landscape
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Read NowICO Strikes Again, Slapping Marriott With £99m Fine Over GDPR Breach
US hotel group Marriott International becomes second firm in a week to be slapped with massive GDPR fine from the UK’s Information Commissioner’s Office (ICO).
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Read NowUK Regulator Flexes GDPR Muscles With Record £183m fine for British Airways
The time to ‘wait and see’ on GDPR is over for UK firms as Information Commissioner’s Office (ICO) sets the bar with landmark fine for 2018 British Airways data theft.
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Download SAI Global's 2020 catalog of online and offline learning content and training tools, covering 21 risk topics.
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Read NowBumper Surge in Cyber Incidents at UK Financial Services Firms Reported
New data reveals cyber security incidents reported to UK financial regulatory body rocketed in 2018.
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Read NowCity Bank’s Approach to Enterprise Risk Management
Replacing spreadsheets and cumbersome internal processes with an enterprise risk management system helps this financial institution stay current with industry regulations.
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Read NowRegulatory Update – Banking Royal Commission, Unfair Contract Terms and Misleading Advertising
Learn more about the far-reaching affects of Commissioner Hayne's Royal Commission Final Report, Unfair Contract Terms (UCTs) and how regulators are coming down heavy on misleading advertising.
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Read NowBrexit-fuelled Uncertainty Sparks Mass Exodus of Financial Firms
As turmoil over Brexit continues, financial institutions are thinking twice about assets in the UK. Learn about the effects of Brexit on the finance industry today.
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Read NowGoogle Feels the Brunt of GDPR Enforcement
Google feels the brunt of GDPR enforcement. Discover what exactly Google is being charged with and what they must do to become fully GDPR compliant.
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