Government, Finance & Services

Financial Services

Financial Services

 

If you work in the Financial Services industry, SAI Global can help you with a range of specific and generic solutions to achieve compliance, manage and monitor risks, train staff, improve communications and transparency with suppliers, achieve certification, and implement quality management systems.

 

Solutions for the Financial Services Industry

Compliance and Risk Software Solutions

Focus on the higher level aspects of management whilst monitoring programs for emerging risks and trends.

Our solutionsinclude Enterprise Risk Management, Compliance, Incident and Case Management, Internal Audit, Gifts and Entertainment tracking, Conflicts of Interest, Third Party and Policy Management.

SAI Global's  EHS software also reduces the administrative burden of managing your health, safety and environmental risks. 

i2i Participate enables you to share the development and editing of internal policies and standards with a single online publishing environment.

Compliance and Ethics Learning

With 500+ multi lingual e-learning courses we can deploy targeted educational and awareness programs across large multinational organizations. Programs cover topics such security and information security, SOX, conflicts of interest, gifts and hospitality, and PCI DSS.

Code of Conduct

Advisory services, supporting our trusted Best Practices Code of Conduct elearning program as well as over 150 segments for you to configure so you can communicate an effective Employee Code or a Supplier Code of Conduct.

Business Improvement Solutions

Achieve measurable returns for your business with our range of business improvement solutions based on internationally recognized frameworks and techniques.

Business Process Outsourcing

We can make your life easier with end-to-end management of document processing activities required for settlement, accounts payable, case management, HR, and other business processes.

Training - Quality Management Systems

Trust us to be your provider of public and in-house Standards & Management Systems Training.

Quality Management Systems - Information Security, Occupational Health and Safety & Environment

As well as industry-specific schemes, SAI Global is a leading provider of auditing, training, and certification services for Quality Management Systems including ISO 9001,Information Security ISO 27001, COBIT ITIL and ISO 20000, Energy Management ISO 50001, Greenhouse Gas Verification ISO 14064, Occupational Health and Safety AS/NZ 4801, OHSAS 18001, injuryMAP, NAT, and Environment ISO 14001.

Settlements

SAI Global can provide you with all the necessary software, systems, and services to complete the settlement successfully, regardless of whether it is manual or electronic.

Settlement Manager

Banks and financial institutions can centralize settlement activity and track the status of matters as they move through to completion.

Business & Commercial Information Searching

Minimize risk by completing due diligence checks, investigations into companies and individuals, and confirming encumbrances on registered securities by searching Australian databases such as ASIC, PPSR, and AFSA using Search Manager.

Australian Legislation

Access legislation and get access to critical information about legislation (including Standards & Codes in Law). Track regulatory changes via Legislative Alerts, industry-specific Regulatory Newsfeeds, and our Safety Obligations Alerts and Knowledgebase.

Dynamic Report

The Dynamic Report combines multiple Personal Property Securities Register (PPSR) searches with ATO and ASIC data into one consolidated report that provides instant insight into an organisation's security position. The report confirms key details about an organisation as reported in the PPSR with up to three Grantor searches in the one report. 

The Log into Search Manager to access the Dynamic Report.

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Latest Financial Services News & Events

Industry News

ISO/DIS 45001 was released on the 12th of February 2016 for comment. Those comments have now been received and a new draft standard is being contemplated.

Industry News

New International Standard, ISO 45001 is scheduled to replace both OHSAS 18001 and AS/NZS 4801 and will set the benchmark for Occupational Health & Safety globally.

SAI Global News

Noted for having an extremely diverse and happy customer base. The Forrester Wave™: Governance, Risk & Compliance Platforms.

SAI Global News

SAI Global’s Property Division registers strong 2015 and expands its range of services.

Industry News

Currently Australian businesses spend over $500 million annually on company and securities data and hundreds of millions in additional costs sourcing, gathering, and analysing this information.

Industry News

With accounting profession under extreme pressure from digital disruption, to be relevant accountants will need to shift from their current reliance on compliance and tax to a much greater emphasis on management accounting and the ...

Industry News

Benjamin Balk, General Manager of Product and Marketing at SAI Global, discusses a new tool which is set to improve decision-making and reduce errors when assessing and processing commercial loan applications.

Industry News

The abundance of information available to lawyers today has increased the risk of overlooking crucial information or a conflicting relationship, a technology GM has warned.

Industry News

Australia’s banks and financial institutions provide in excess of $650 billion in commercial credit to the market. The majority of commercial loan decisions rely on company and securities checks which provide insights into a busin ...

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